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Self-regulatory organization
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#	Item
961	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-07-27 12:55:24 Business Financial Industry Regulatory Authority Financial economics Securities Exchange Act Self-regulatory organization New York Stock Exchange U.S. Securities and Exchange Commission Euronext Securities regulation in the United States United States securities law NYSE Euronext Economy of the United States
962	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-09-22 13:14:45 Financial regulation Securities Exchange Act Financial Industry Regulatory Authority NASDAQ Self-regulatory organization ACT U.S. Securities and Exchange Commission Securities regulation in the United States Selling away United States securities law Economy of the United States Business
963	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-06-14 11:21:04 Financial Industry Regulatory Authority Self-regulatory organization Financial system Securities regulation in the United States International Securities Exchange U.S. Securities and Exchange Commission Financial economics United States securities law Securities Exchange Act Financial regulation
964	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-08-02 16:12:22 Financial Industry Regulatory Authority Business Securities Exchange Act Self-regulatory organization U.S. Securities and Exchange Commission NYSE Euronext Selling away Trade Reporting And Compliance Engine United States securities law Financial regulation Financial system
965	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NFA[removed]May 9, 2007 Self-Regulatory Organization; National Futures Association; Notice of Filing and Immediate Effectiveness of a Proposed Interp Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-05-11 16:00:43 Financial system Finance Commodity Futures Trading Commission Commodity Exchange Act National Futures Association Futures contract U.S. Securities and Exchange Commission Commodity broker Foreign Exchange Dealers Coalition Commodities market Financial economics Financial markets
966	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NASD Rule 2111 to Eliminate References to NASD Rule 6440(f)(2), Which Will Be Repealed; Rel. No[removed], File No. SR-NASD[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-12-23 14:47:49 Economy of the United States Financial regulation 73rd United States Congress Securities Exchange Act United States Securities and Exchange Commission Manning rule Financial Industry Regulatory Authority Self-regulatory organization U.S. Securities and Exchange Commission United States securities law Business Finance
967	Comment Letter (s7[removed]s7-40-04) Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-03-09 08:37:42 Business Finance Accountancy United States corporate law Economy of the United States Self-regulatory organization U.S. Securities and Exchange Commission NASDAQ Audit committee United States securities law Corporate governance Auditing
968	Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Amendments to the Rule Regarding Supervisory Control Systems, Rule 3012, to Require Notification...; Rel. No[removed], File No. SR- Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-08-05 15:25:26 Financial economics Financial Industry Regulatory Authority Financial regulation Registered representative Self-regulatory organization Selling away United States securities law Financial system Securities Exchange Act
969	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NASD[removed]September 12, 2003 Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the National Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-04-20 16:45:35 Financial Industry Regulatory Authority Self-regulatory organization Law Fifth Amendment to the United States Constitution U.S. Securities and Exchange Commission Financial system United States securities law Securities Exchange Act Financial regulation
970	-6- THE SECURITIES ACT Subsection[removed]Order No. 6904 Add to Reading List Source URL: www.msc.gov.mb.ca Language: English - Date: 2014-04-19 13:22:50 Financial regulation Investment Industry Regulatory Organization of Canada Business Financial system Finance Investment Self-regulatory organizations Securities Financial economics

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